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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-12-15
  • UT RA
    APPROVED
    Since 2015-12-15

Branch Locations

2307 North Hill Field Road Suite 104, Layton, UT 84041 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Insurance Services, Inc Fort Worth TX 10/2012 Present
First Command Financial Planning, Inc Fort Worth TX 10/2012 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 10/2012 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 10/2012 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

Name of the other business: M Lyon LLC Whether the business is investment-related: No Address of the other business: 2307 N. Hill Field Road, Suite 105, Layton, UT Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: President/ Owner/ CEO The start date of your relationship: Jan 09, 2015 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I run my First Command business through this LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-30
S63 Uniform Securities Agent State Law Examination 2012-07-10
  • S65 Uniform Investment Adviser Law Examination
    2012-08-30
  • S63 Uniform Securities Agent State Law Examination
    2012-07-10

View on SEC IAPD

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