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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beaumont | TX | 05/2012 | 08/2023 |
| Bank Of America, N.A. | Beaumont | TX | 07/2013 | 08/2023 |
| Stifel, Nicolaus & Company, Incorporated | Beaumont | TX | 08/2023 | Present |
1. TX Real Holdings llc; 5425 Esterwood DR Kountze TX 77625; rental property ownership/operations; Owner-operator; Owner operator; 09/18/2024; 100 hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-25 |
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