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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-25 |
| TX | RA | APPROVED_RES | 2022-03-28 |
| MO | RA | APPROVED | 2022-03-11 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Walnut Creek | CA | 04/2015 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 07/2017 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 03/2022 | Present |
| Bank Of America, N.A. | Chesterfield | MO | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-13 |
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