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Derek Hartman

Global Financial Private Client

Sarasota, FL

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Current Employers
Global Financial Private Client

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-22
  • FL RA
    APPROVED
    Since 2018-03-22

Branch Locations

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital, Llc Sarasota FL 05/2014 02/2018
Social Eatery Sarasota FL 01/2017 03/2017
Global Financial Private Client Sarasota FL 01/2018 Present
  • 05/2014 → 02/2018
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 01/2017 → 03/2017
    Social Eatery
    Sarasota, FL
  • 01/2018 → Present
    Global Financial Private Client
    Sarasota, FL
Previous Registrations
  • 2017-08-18 → 2018-02-15
    Global Financial Private Capital, Inc.
    Sarasota, FL
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-04
  • S65 Uniform Investment Adviser Law Examination
    2017-08-04
Designations

View on SEC IAPD

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