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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-24 |
| TX | RA | APPROVED | 2023-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Ashville | NC | 03/2016 | 08/2023 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 08/2023 | Present |
KIMMONT PROPERTIES LLC; INV RELATED; ASHEVILLE, NC; 50% OWNERSHIP; START 09/01/2020; 2 HOURS PE RMONTH; 0 HOURS DURING TRADING; REAL ESTATE INVESTMENTS. COMMERCIAL RENTAL PROPERTY; INV RELATED; ASHEVILLE, NC; 10% OWNERSHIP; START DATE 9/25/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNERSHIP OF COMMERCIAL RENTAL PROPERTY VIA KIMMONT PROPERTIES LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-09 |
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