Giovanni Thomas Ferrara

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 10/2025
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, MO
• 08/2024 → Present
  The Chamberlin Group (D.b.a. For Advisory Business)
  St. Louis, MO
• 02/2024 → 08/2024
  The Chamberlin Group
  St. Louis, MO
• 10/2023 → 01/2024
  Self
  St. Louis, MO
• 11/2022 → 09/2023
  Rjr Partners
  Alamo (Remote), CA
• 04/2022 → 11/2022
  Jobot
  Newport Beach (Remote), CA
• 05/2016 → 04/2022
  Kelly Mitchell Group
  St. Louis, MO
• 09/2025 → Present
  Foundations Investment Advisors Llc
  Phoenix, AZ

Previous Registrations

• 2024-08-27 → 2025-10-01
  Prosperity Capital Advisors
  St. Louis, MO
  Westlake, OH

Other Businesses

1) 08/2024 - THE CHAMBERLIN GROUP - INVESTMENT RELATED - 12444 POWERSCOURT DR #100, ST LOUIS, MO 63131; INVESTMENT ADVISER REPRESENTATIVE, INDEPENDENT INSURANCE AGENT, ADMINISTRATIVE SUPPORT; APPROX. 10 HOURS/MONTH DURING TRADING HOURS; TAX, AND INSURANCE, AND NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS, NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE, AND OTHER OWNERSHIP RESPONSIBILITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-24