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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-04-16
TX RA APPROVED 2021-04-16
  • MI RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2021-04-16

Branch Locations

260 E Brown Street Suite 300, Birmingham, MI 48009 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 06/2012 04/2021
Bank Of America, N.A. Bloomfield Hills MI 05/2015 04/2021
Rockefeller Financial Llc Birmingham MI 04/2021 Present
Previous Registrations
Other Businesses

I*79720 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEM LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 446 BALDWIN, BIRMINGHAM, MICHIGAN 48009 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/29/2000 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROPERTY MANAGEMENT. I HAVE NO RESPONSIBILITIES I*79718 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OUR LADY QUEEN OF MARTYRS CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 32340 PIERCE STREET, BEVERLY HILLS, MICHIGAN 48025 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/16/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FINANCIAL COUNCIL. HELP DIRECT AND OVERSEE FINANCIAL ISSUES OF THE CHURCH AND MONIES COLLECTED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-07
  • S66 Uniform Combined State Law Examination
    2015-05-07
Other Names
  • Jennifer Jarrett Moran
  • Jennifer Kay Houston
  • Jennifer Byrne
  • Jennifer M Byrne

View on SEC IAPD

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