Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2021-04-16 |
Branch Locations
260 E Brown Street Suite 300, Birmingham, MI 48009 • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 06/2012 | 04/2021 |
| Bank Of America, N.A. | Bloomfield Hills | MI | 05/2015 | 04/2021 |
| Rockefeller Financial Llc | Birmingham | MI | 04/2021 | Present |
I*79720 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEM LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 446 BALDWIN, BIRMINGHAM, MICHIGAN 48009 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/29/2000 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROPERTY MANAGEMENT. I HAVE NO RESPONSIBILITIES I*79718 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OUR LADY QUEEN OF MARTYRS CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 32340 PIERCE STREET, BEVERLY HILLS, MICHIGAN 48025 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/16/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FINANCIAL COUNCIL. HELP DIRECT AND OVERSEE FINANCIAL ISSUES OF THE CHURCH AND MONIES COLLECTED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-07 |
Reach out to this advisor