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James D Tucker

Ameriprise Financial Services, LLC

Red Bank, NJ

Manalapan, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-11-08
TX RA APPROVED 2019-11-08
  • NJ RA
    APPROVED
    Since 2019-11-08
  • TX RA
    APPROVED
    Since 2019-11-08

Branch Locations

141 W Front St Ste 140, Red Bank, NJ 07701 • United States

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 06/2014 11/2019
Bank Of America, N.A. Red Bank NJ 10/2014 11/2019
Ameriprise Financial Services, Inc Red Bank NJ 11/2019 03/2020
Ameriprise Financial Services, Llc Red Bank NJ 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-17
  • S66 Uniform Combined State Law Examination
    2014-09-17
Designations
Other Names
  • James Douglas Tucker
  • James D Tucker

View on SEC IAPD

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