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Mitchell Stanley Layton

Raymond James Financial Services Advisors, Inc

Goodyear, AZ

CRD 6080049

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-02-26
TX RA APPROVED 2019-02-21
  • AZ RA
    APPROVED
    Since 2019-02-26
  • TX RA
    APPROVED
    Since 2019-02-21

Branch Locations

13200 W. Mcdowell Road, Goodyear, AZ 85395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Layton Holdings Llc. Peoria AZ 01/2009 Present
Lpl Financial Goodyear AZ 04/2015 02/2019
Dessert Financial Credit Union Goodyear AZ 02/2019 Present
Raymond James Financial Services, Inc. Goodyear AZ 02/2019 Present
Raymond James Financial Services Advisors, Inc. Goodyear AZ 02/2019 Present
Lp Family Properties Llc Peoria AZ 05/2008 Present
Layton Holdings Peoria AZ 01/2009 Present
  • 01/2009 → Present
    Layton Holdings Llc.
    Peoria, AZ
  • 04/2015 → 02/2019
    Lpl Financial
    Goodyear, AZ
  • 02/2019 → Present
    Dessert Financial Credit Union
    Goodyear, AZ
  • 02/2019 → Present
    Raymond James Financial Services, Inc.
    Goodyear, AZ
  • 02/2019 → Present
    Goodyear, AZ
  • 05/2008 → Present
    Lp Family Properties Llc
    Peoria, AZ
  • 01/2009 → Present
    Layton Holdings
    Peoria, AZ
Previous Registrations
  • 2015-04-30 → 2019-02-27
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Glendale, AZ
    Goodyear, AZ
    Glendale, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Buckeye, AZ
    Phoenix, AZ
    Phoenix, AZ
    Laveen, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2012-10-09 → 2015-01-07
    St Louis, MO
    Peoria, AZ
Other Businesses

(1) Desert Financial Wealth Management Address: 13200 W McDowell Rd, Goodyear, AZ, 85395, United States Activity Type: Support Company - Non-Owner Position/Title: Other Investment Related: No Start Date: 02/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor responsibilities (2)Name of Business: Layton Holdings Address: 8212 W Foothill Dr, Peoria , AZ, 85383, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 0 hours of time each week. (3))Name of Business: LP Family Properties LLC Address: 8212 W Foothill Dr, Peoria, AZ, 85383, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/21/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental real estate property 25% owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-18
  • S66 Uniform Combined State Law Examination
    2012-08-18
Other Names
  • Mitch Layton
  • Mitchell S Layton

View on SEC IAPD

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