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4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-02 |
Branch Locations
4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glastonbury | CT | 10/2015 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | 07/2020 |
| Lpl Financial Llc | Tampa | FL | 08/2020 | Present |
| Northbridge Financial Group, Llc | Tampa | FL | 09/2020 | Present |
1. 8/3/2020 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/13/2020 - Northbridge Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Senior Planning Associate - Start Date: 10/01/2020 - 120 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-24 |
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