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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-15
  • MN RA
    APPROVED
    Since 2021-12-15

Branch Locations

550 S 4Th St 14Th Floor, Minneapolis, MN 55415-1529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Minneapolis MN 11/2021 Present
Wells Fargo Wealth Management Minneapolis MN 01/2016 11/2021
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-15
S66 Uniform Combined State Law Examination 2013-06-19
  • S65 Uniform Investment Adviser Law Examination
    2021-12-15
  • S66 Uniform Combined State Law Examination
    2013-06-19

View on SEC IAPD

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