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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-12-21 |
| TX | RA | APPROVED_RES | 2011-10-26 |
| OH | RA | APPROVED | 2011-09-01 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
Boerne, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 09/2011 | Present |
ACADEMY OF CERTIFIED PORTFOLIO MANAGERS / 3030 WEST 81ST AVE WESTMINSTER CO 80031 / OTHER / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / SECRETARY AND CHAIRMAN OF CONTINUING EDUCATION AND CURRICULUM COMMITTEE / OFFICER / CHAIRMAN OF CONTINUING EDUCATION AND CURRICULUM COMM / START DATE 09/15/2009 / TWICE MONTHLY CONF CALLS .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-09 |
| S66 | Uniform Combined State Law Examination | 2000-07-28 |
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