Peter D Brown

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Ubs Financial Services Inc.
  Cincinnati, OH

Previous Registrations

• 2009-06-01 → 2011-09-22
  Morgan Stanley
  Cincinnati, OH
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Cincinnati, OH
  Cincinnati, OH
  New York, NY
  Cincinnati, OH
• 2005-04-07 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Kenwood, OH
• 2000-08-04 → 2005-03-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH

Other Businesses

ACADEMY OF CERTIFIED PORTFOLIO MANAGERS / 3030 WEST 81ST AVE WESTMINSTER CO 80031 / OTHER / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / SECRETARY AND CHAIRMAN OF CONTINUING EDUCATION AND CURRICULUM COMMITTEE / OFFICER / CHAIRMAN OF CONTINUING EDUCATION AND CURRICULUM COMM / START DATE 09/15/2009 / TWICE MONTHLY CONF CALLS .

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-09
• S66 Uniform Combined State Law Examination
  2000-07-28