Best Investors Account Sign in
Inactive

Kelly L Steffes

Thoreson Steffes

Fargo, ND

Claim This Profile
Current Employers
Thoreson Steffes

210 N. Broadway Suite 400, Fargo, ND 58102-4771 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-01-01
  • ND RA
    APPROVED
    Since 2025-01-01

Branch Locations

210 N. Broadway Suite 400, Fargo, ND 58102-4771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T&S Investments, Llc Fargo ND 10/2011 Present
Thoreson Steffes Trust Company Fargo ND 07/2013 Present
  • 10/2011 → Present
    T&S Investments, Llc
    Fargo, ND
  • 07/2013 → Present
    Thoreson Steffes Trust Company
    Fargo, ND
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-06
  • S65 Uniform Investment Adviser Law Examination
    2012-09-06
Other Names
  • Kelly Rae Lackman
  • Kelly Lackman Ruth

View on SEC IAPD

Other Firms

EIGHTH WONDER INVESTMENTS
MARINER
LPL ENTERPRISE, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FJELL CAPITAL
LPL FINANCIAL LLC
PRIME CAPITAL FINANCIAL
EDWARD JONES

Other Investors

Joseph Daniel Keimig
JILL J KLOSE
DAREN LEE PLADSON
KURT ALAN NYGAARD
WARREN WALTER WILSON
Daniel Brian Schuster
THOMAS MARTIN STADUM
Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND
MARINER · Fargo, ND
LPL ENTERPRISE, LLC · fargo, ND
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

More in Fargo, ND

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor