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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-08
CO RA APPROVED 2015-03-04
  • TX RA
    APPROVED_RES
    Since 2019-10-08
  • CO RA
    APPROVED
    Since 2015-03-04

Branch Locations

301 E Hopkins Ave, Aspen, CO 81611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aspen CO 08/2014 Present
Bank Of America, N.A. Aspen CO 02/2015 Present
Other Businesses

I*95870 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAZZ ASPEN SNOWMASS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ASPEN, COLORADO 81611 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE MISSION OF JAZZ ASPEN SNOWMASS IS TO PRESENT AND PRESERVE JAZZ AND RELATED FORMS OF MUSIC THROUGH WORLD-CLASS PERFORMANCES, EVENTS AND EDUCATION PROGRAMS.PARTICIPATE AS A LEADER AND ORGANIZE THE GROUP INTERNALLY. I*111139 For profit or not for profit: Non-Profit Organization Name of outside business organization: Aspen Education Foundation Investment related: N Address of business: ASpen, Colorado 81612 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/8/2018 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Non-profit foundation that aims to fill the gap between state funded public school programs and other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-03
  • S66 Uniform Combined State Law Examination
    2015-03-03

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