Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-08 |
| CO | RA | APPROVED | 2015-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aspen | CO | 08/2014 | Present |
| Bank Of America, N.A. | Aspen | CO | 02/2015 | Present |
I*95870 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAZZ ASPEN SNOWMASS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ASPEN, COLORADO 81611 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE MISSION OF JAZZ ASPEN SNOWMASS IS TO PRESENT AND PRESERVE JAZZ AND RELATED FORMS OF MUSIC THROUGH WORLD-CLASS PERFORMANCES, EVENTS AND EDUCATION PROGRAMS.PARTICIPATE AS A LEADER AND ORGANIZE THE GROUP INTERNALLY. I*111139 For profit or not for profit: Non-Profit Organization Name of outside business organization: Aspen Education Foundation Investment related: N Address of business: ASpen, Colorado 81612 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/8/2018 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Non-profit foundation that aims to fill the gap between state funded public school programs and other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-03 |
Reach out to this advisor