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Nathaniel Louis Ralston

Shearman, Ralston Inc.

Greenwich, CT

Greenwich, CT

Greenwich, CT

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Current Employers
Shearman, Ralston Inc.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-07-29
NY RA APPROVED 2025-04-03
GA RA APPROVED 2023-07-07
CT RA APPROVED 2018-06-22
  • LA RA
    APPROVED
    Since 2025-07-29
  • NY RA
    APPROVED
    Since 2025-04-03
  • GA RA
    APPROVED
    Since 2023-07-07
  • CT RA
    APPROVED
    Since 2018-06-22

Branch Locations

333 Greenwich Avenue, Greenwich, CT 06830 • United States

333 Greenwich Avenue, Greenwich, CT 06830 • UNITED STATES

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shearman, Ralston Inc. Greenwich CT 06/2012 Present
Shearman, Ralston Inc. Greenwich CT 06/2018 Present
Shearman, Ralston Inc. Greenwich CT 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2018-06-19
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28

View on SEC IAPD

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Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
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