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Howard B Rosenblatt

LPl Financial LLC

West Hartford, CT

CRD 4192362

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-15
CT RA APPROVED 2010-04-26
  • TX RA
    APPROVED_RES
    Since 2016-01-15
  • CT RA
    APPROVED
    Since 2010-04-26

Branch Locations

25 Seminole Circle, West Hartford, CT 06117-1420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial West Hartford CT 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    West Hartford, CT
Previous Registrations
  • 2009-06-01 → 2010-04-29
    Morgan Stanley
    Hartford, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hartford, CT
  • 2000-09-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hartford, CT
    Hartford, CT
Other Businesses

1. 04/26/10 - ROSENBLATT WEALTH MANAGEMENT, LLC/ DBA ONLY/ WEST HARTFORD, CT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2000-08-14

View on SEC IAPD

Nearby Firms

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC

Nearby Investors

David Walter McCary
EDWARD ALLEN STEIGER
JENNIFER E LANGE

Nearby Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT

More in West Hartford, CT

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