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Howard B Rosenblatt

LPl Financial LLC

West Hartford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-15
CT RA APPROVED 2010-04-26
  • TX RA
    APPROVED_RES
    Since 2016-01-15
  • CT RA
    APPROVED
    Since 2010-04-26

Branch Locations

25 Seminole Circle, West Hartford, CT 06117-1420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial West Hartford CT 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    West Hartford, CT
Previous Registrations
  • 2009-06-01 → 2010-04-29
    Morgan Stanley
    Hartford, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hartford, CT
  • 2000-09-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hartford, CT
    Hartford, CT
Other Businesses

1. 04/26/10 - ROSENBLATT WEALTH MANAGEMENT, LLC/ DBA ONLY/ WEST HARTFORD, CT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2000-08-14

View on SEC IAPD

Other Firms

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CETERA INVESTMENT ADVISERS LLC
PRIME CAPITAL FINANCIAL
THE PATRIOT FINANCIAL GROUP, LLC
NEWEDGE ADVISORS
EDWARD JONES

Other Investors

David Walter McCary
EDWARD ALLEN STEIGER
JENNIFER E LANGE
RICHARD JOSEPH CARDINAL
PAUL FRANCIS VAIDA
Andrew John Lawson
Alexis Jankauskas
ROBERT MARK BORKOWSKI

Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

More in West Hartford, CT

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