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407 E. 5Th St Suite B, Chattanooga, TN 37403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-29 |
Branch Locations
407 E. 5Th St Suite B, Chattanooga, TN 37403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2014 | 04/2019 |
| Principal Life Insurance Company | Chattanooga | TN | 04/2019 | 07/2023 |
| Principal Securities Incorporated | Chattanooga | TN | 04/2019 | 07/2023 |
| Union Financial | Chattanooga | TN | 03/2021 | 03/2022 |
| The Leaders Group Inc | Littleton | CO | 07/2023 | 05/2024 |
| Independent Insurance Agent | Chattanooga | TN | 09/2014 | Present |
| Southbridge Capital Partners Llc | Chattanooga | TN | 05/2024 | Present |
1.) INDEPENDENT INSURANCE AGENT - 9/1/2014 - 407 E 5th Street, Suite B, Chattanooga, TN 37403 - Agent, Sell insurance, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-24 |
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