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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-01-06 |
| MD | RA | APPROVED | 2022-12-12 |
| TX | RA | APPROVED | 2022-12-12 |
| VA | RA | APPROVED | 2022-12-12 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 12/2004 | 12/2022 |
| Bank Of America, Na | Washington | DC | 12/2009 | 12/2022 |
| Ubs Financial Services | Washington | DC | 12/2022 | Present |
I*98728 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1401 R RENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20005 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL CONDO THAT I OWN 1655 Rental, Rental property, Proprietor / owner, I own the rental property and will rent out the property from time to time, start date-1/1/2024, CAUnited States-94559.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-26 |
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