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Kary Joshua Silvers

Morgan Stanley

Beverly Hills, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2019-05-22
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2019-05-22

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Santa Monica CA 04/2016 02/2017
Cetera Advisor Networks Llc El Segundo CA 03/2017 06/2018
Cetera Advisors Llc Denver CO 03/2017 06/2018
Cetera Financial Specialists Llc Schaumburg IL 03/2017 06/2018
Cetera Investment Services Llc Saint Cloud MN 03/2017 06/2018
Girard Securities, Inc. San Diego CA 03/2017 06/2018
First Allied Securities, Inc. San Diego CA 03/2017 06/2018
Summit Brokerage Services, Inc. Boca Raton FL 03/2017 06/2018
Beacon Pointe Wealth Advisors, Llc Los Angeles CA 08/2018 10/2018
Beacon Pointe Advisors, Llc Los Angeles CA 08/2018 10/2018
Morgan Stanley Beverly Hills CA 05/2019 Present
Graduate Student Los Angeles CA 10/2018 05/2019
  • 04/2016 → 02/2017
    Scottrade
    Santa Monica, CA
  • 03/2017 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2017 → 06/2018
    Cetera Advisors Llc
    Denver, CO
  • 03/2017 → 06/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2017 → 06/2018
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2017 → 06/2018
    Girard Securities, Inc.
    San Diego, CA
  • 03/2017 → 06/2018
    First Allied Securities, Inc.
    San Diego, CA
  • 03/2017 → 06/2018
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 08/2018 → 10/2018
    Beacon Pointe Wealth Advisors, Llc
    Los Angeles, CA
  • 08/2018 → 10/2018
    Beacon Pointe Advisors, Llc
    Los Angeles, CA
  • 05/2019 → Present
    Morgan Stanley
    Beverly Hills, CA
  • 10/2018 → 05/2019
    Graduate Student
    Los Angeles, CA
Previous Registrations
  • 2018-08-22 → 2018-10-15
    Beacon Pointe Advisors, Llc
    Los Angeles, CA
    Newport Beach, CA
  • 2018-08-22 → 2018-10-15
    Beacon Pointe Wealth Advisors, Llc
    Los Angeles, CA
    Newport Beach, CA
  • 2017-03-22 → 2018-06-27
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2016-09-01 → 2017-02-22
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-03-11 → 2014-03-14
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
  • 2012-09-21 → 2013-01-07
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-20
  • S66 Uniform Combined State Law Examination
    2012-09-20

View on SEC IAPD

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