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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-02-20 |
Branch Locations
2000 Clayton Rd, Concord, CA 94520 • United States
North Ridgeville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 02/2013 | Present |
I*2434288, Entity Type: Entity For Profit, Name of OBA: Green Lights LLC, Address: CLAYTON, California, 94517, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I do not have any responsibilities for this outside business activity which is owned and operated by my husband. The business purpose is to purchase distressed homes, upgrade/flip and sell. I*2436277, Entity Type: Entity For Profit, Name of OBA: 12 Rounds of Boxing, Address: CLAYTON, California, 94517, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: I do not have any responsibilities. This belongs to my spouse, R L, and tax reporting is under his social security number. The income from this business is deposited into our joint account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-17 |
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