Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-18
TX RA APPROVED_RES 2013-08-29
AL RA APPROVED 2000-11-14
  • FL RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • AL RA
    APPROVED
    Since 2000-11-14

Branch Locations

2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Lakewood Ranch Fl, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 08/2000 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Other Businesses

Board of Directors; National MS Society Alabama-Mississippi Chapter; Chair; 2200 Woodcrest Place, Suite 230, Birmingham, AL, 35209; Not Investment-Related; 12/15/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-18
  • S66 Uniform Combined State Law Examination
    2000-10-18
Designations
Other Names
  • Patrick D Cummings
  • Patrick David Cummings

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor