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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-08-13
  • VA RA
    APPROVED
    Since 2012-08-13

Branch Locations

332 Cummings St, Abingdon, VA 24210 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roanoke VA 06/2012 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 Present
Other Businesses

SHEEP FARMING, NOT INV RELATED, ABINGDON, VA, 100% OWNERSHIP WITH SPOUSE, START 6/1/2017, 20 HOURS PER MONTH, ZERO DURING TRADING, RAISING AND SELLING SHEEP. RENTAL PROPERTY; INV. RELATED; JOHNSON CITY, TN; 100% OWNERSHIP; CONDO RENTAL; START DATE 9/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: RANDOM PROPERTY UP KEEP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-10
  • S66 Uniform Combined State Law Examination
    2012-08-10

View on SEC IAPD

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