Sumedha Malhotra

Current Employers

Employment History

• 02/2014 → 10/2016
  Convergent Wealth Advisors, Llc
  Potomac, MD
• 10/2017 → 11/2018
  Edelman Financial Services, Llc
  Fairfax, VA
• 11/2016 → 06/2017
  Pathstone Federal Street
  Potomac, MD
• 06/2017 → 10/2017
  Unemployed
  Gaithersburg, MD
• 11/2017 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 04/2019
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 04/2019 → Present
  Armstrong Fleming & Moore Inc.
  Washington, DC
• 04/2019 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2018-11-01 → 2019-04-18
  Edelman Financial Engines
  Silver Spring, MD
• 2017-10-24 → 2018-11-01
  Edelman Financial Services, Llc
  Silver Spring, MD
  Fairfax, VA
• 2014-03-18 → 2016-10-31
  Convergent Wealth Advisors, Llc
  Potomac, MD
• 2013-07-24 → 2014-03-05
  Citigroup Global Markets Inc.
  Washington, DC
  New York, NY
  Miami, FL
  Long Island City, NY
  Washington, DC

Other Businesses

1. Fixed insurance sales; as of 04/16/2018; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner of rental property located in Gaithersburg, MD, as of 02/01/2025; 0% of time spent during business hours; Not conducted at branch location; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-02-08
• S66 Uniform Combined State Law Examination
  2013-05-21

Designations