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Mikel Jacob Hartman

Schwab Wealth Advisory, Inc.

Indianapolis, IN

CRD 6074597

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-11
IN RA APPROVED 2015-08-10
  • TX RA
    APPROVED_RES
    Since 2021-01-11
  • IN RA
    APPROVED
    Since 2015-08-10

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 03/2013 Present
Schwab Wealth Advisory, Inc. Indianapolis IN 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-19
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S66 Uniform Combined State Law Examination
    2015-02-19
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • Mikel Hartman

View on SEC IAPD

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Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
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