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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-09
  • FL RA
    APPROVED
    Since 2026-02-09

Branch Locations

4965 Nw 8Th Ave Ste A, Gainesville, FL 32605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Gainesville FL 05/2014 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/2014 → Present
    Gainesville, FL
  • 06/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER NONPROFIT, 8303 NW 36TH AVENUE, GAINESVILLE, , FLORIDA, 32606, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/7/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVING ON HOA BOARD AND ITÂ??S TREASURER 3. BOARD MEMBER, TOWN OF TIOGA COMMUNITY, 104 SW 131 ST STREET, NEWBERRY, , FLORIDA, 32669, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTOR MEMBER. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-07
  • S66 Uniform Combined State Law Examination
    2015-03-07
Other Names
  • Francis Matthew Davis

View on SEC IAPD

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