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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
8601 N Scottsdale Rd, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2012 | 03/2021 |
| Bank Of America, N.A. | Chandler | AZ | 05/2012 | 03/2021 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 04/2021 | 07/2026 |
| J.P Morgan Securities Llc | Tempe | AZ | 04/2021 | 07/2026 |
| Wells Fargo Clearing Services | Scottsdale | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
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