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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2025-01-02

Branch Locations

355 Alhambra Cir Office Of Cao - Awl Local Markets Organization, Coral Gables, FL 33134 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2024 Present
Deutsche Bank New York NY 05/2018 01/2024
Societe Generale (Contract) New York NY 04/2017 05/2018
Unemployed Iselin NJ 01/2024 08/2024
Bank Of America (Contract) Pennington NJ 04/2016 04/2017
Windsor Group Llc New York NY 05/2018 06/2019
  • 08/2024 → Present
    New York, NY
  • 05/2018 → 01/2024
    Deutsche Bank
    New York, NY
  • 04/2017 → 05/2018
    Societe Generale (Contract)
    New York, NY
  • 01/2024 → 08/2024
    Unemployed
    Iselin, NJ
  • 04/2016 → 04/2017
    Bank Of America (Contract)
    Pennington, NJ
  • 05/2018 → 06/2019
    Windsor Group Llc
    New York, NY
Other Businesses

I*1960409, Name of the other business: ANVITA LLC, Entity Type: Entity for Profit, Investment-related: No, Address: Matawan, NJ 07747, Nature of the other business: Bar & Grille, Position: Other, Start date of your relationship: 03/16/2021, Approximate number of hours/month you devote to the other business: 0, Number of hours you devote to the other business during securities trading hours: 0, Duties: 25% Silent partner for Bar and Grill, No controlling or active managing interest.- I have access to the funds (All members of LLC have access)- Yes (Governance and Directorship - minority stake)- Yes (Compensation will be received as interest; silent partner).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2024-12-30
Other Names
  • Vihar Hitendra Patel

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