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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-28 |
| TX | RA | APPROVED | 2024-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab And Co., Inc. | Chicago | IL | 12/2022 | 03/2024 |
| Td Ameritrade | Northbrook | IL | 02/2022 | 12/2022 |
| Td Ameritrade | Northbrook | IL | 08/2015 | 02/2022 |
| Jpmorgan Chase Bank, Na | Winnetka | IL | 03/2024 | Present |
| Jpmorgan Securitiesllc | Winnetka | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-30 |
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