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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-01-12 |
| MA | RA | APPROVED | 2019-01-17 |
| TX | RA | APPROVED | 2019-01-02 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
1 Edgewater Dr. Ste. 108, Norwood, MA 02062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 05/2015 | 12/2016 |
| Cetera Advisors Llc | Denver | CO | 06/2016 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HRS/MO - 80 HRS/MO TRADING. 2) RIPCORD WEALTH, 12 ASYLUM ST, MILFORD, MA 01757, 06/10/20, PARTNER, INV REL, 80 HRS/MO - 80 HRS/MO TRADING. 3) RIPCORD WEALTH, LLC, 12 ASYLUM ST, MILFORD, MA 01757, 01/01/18, OWNER/BOARD MEMBER, INV REL, 160 HRS/MO - 24 HRS/MO TRADING. 4) RIPCORD PARTNERS, 12 ASYLUM ST, MILFORD, MA 01757, 01/2022, OWNER, DBA, INV REL, 40 HRS/MO - 40 HRS/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-31 |
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