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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-21 |
| CA | RA | APPROVED | 2018-05-04 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Mountain View, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Insurance Group | St Petersburg | FL | 05/2015 | 06/2017 |
| Raymond James & Associates Inc | St Petersburg | FL | 05/2015 | 01/2017 |
| Raymond James & Associates | Los Angeles | CA | 06/2017 | 02/2018 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-04 |
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