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Thomas P Small

Raymond James & Associates, Inc.

West Nyack, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2016-03-02
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2016-03-02

Branch Locations

1 Crosfield Avenue Suite 102, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates West Nyack NY 11/2015 Present
  • 11/2015 → Present
    Raymond James & Associates
    West Nyack, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-07
  • S66 Uniform Combined State Law Examination
    2014-01-07
Other Names
  • Thomas Patrick Small

View on SEC IAPD

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KRISTEN M KOLUCH
LAURA ANNE O'BRIEN
PHILIP ANTHONY MURPHY
STEVEN T ZACHARCZYK
Thomas Patrick Mahoney

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · West Nyack, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEST NYACK, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST NYACK, NY
LPL FINANCIAL LLC · WEST NYACK, NY
GWN SECURITIES INC. · WEST NYACK, NY
OSAIC WEALTH, INC. · NANUET, NY
J.P. MORGAN SECURITIES LLC · Nanuet, NY
OSAIC ADVISORY SERVICES, LLC · Bardonia, NY

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