Best Investors Account Sign in

Steven C Merchant

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chico, CA

Columbia, SC

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
SC RA APPROVED 2012-10-05
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • SC RA
    APPROVED
    Since 2012-10-05

Branch Locations

400 Broadway St Preferred Investment Sales, Chico, CA 95928 • United States

1301 Gervais St Preferred Investment Sales, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 05/2012 Present
Bank Of America, N.A. Columbia SC 11/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-01
  • S66 Uniform Combined State Law Examination
    2012-10-01
Other Names
  • Steven Merchant

View on SEC IAPD

Other Firms

WALLER FINANCIAL COACHING
CETERA INVESTMENT ADVISERS LLC
FARMERS ASSET MANAGEMENT, LLC
INTEGRATED ADVISORS NETWORK LLC
MURRAY FINANCIAL SERVICES, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
VALIC FINANCIAL ADVISORS, INC.

Other Investors

JUSTIN CHADE WALLER
DANA DUANE FUNK
Paul Lawrence Munly
ANNA CHRISTINA NELSON
GUERDON TISDALE ELY
GANNON KENNETH JAMES AGNEW
KEVIN IAN MURRAY
CHAD LAWTON PARKER

Other Offices

WALLER FINANCIAL COACHING · CHICO, CA
CETERA INVESTMENT ADVISERS LLC · CHICO, CA
FARMERS ASSET MANAGEMENT, LLC · Chico, CA
INTEGRATED ADVISORS NETWORK LLC · Chico, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chico, CA
EDWARD JONES · CHICO, CA

More in Chico, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor