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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-12-19 |
| RI | RA | APPROVED | 2012-12-19 |
Branch Locations
117 Metro Center Blvd Ste 2004, Warwick, RI 02886 • United States
158 Main St Suite 1, Putnam, CT 06260-1964 • United States
Narragansett, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Hartford | CT | 06/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Warwick | RI | 03/2020 | Present |
Business Ownership; SNE Operations, LLC; Compensation will be paid for providing client service support, analysis and recommendations as it relates to Financial planning and Managed Accounts. This work includes: directing staff duties on a day to day basis, executing paperwork,completing analysis, providing recommendations, meeting with clients, answering ad hoc questions/calls from clients and ensuring key compliance expectations are being met. I will have a set salary for this work.; Compensation will be paid for providing client service support, analysis andrecommendations as it relates to Financial planning and Managed Accounts. Thiswork includes: directing staff duties on a day to day basis, executing paperwork,completing analysis, providing recommendations, meeting with clients, answeringad hoc questions/calls from clients and ensuring key compliance expectations arebeing met. I will have a set salary for this work.; 117 Metro Center Blvd Suite 2004, , Warwick, RI, 2886; Not Investment-Related; 02/17/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Advisors RE LLC; Co-owner; Real Estate; 117 Metro Center Blvd, Suite 2004, warwick, RI, 02886; Not Investment-Related; 06/01/2008; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SNE Ops, LLC; Co CMO - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 117 Metro Center Blvd, , Warwick, RI, 2886; Not Investment-Related; 07/01/2020; 40 to 59 hours per month; 20 to 39 during trading hours / Craft&Willow; Server/Waitress; Retail; 889 Boston Neck Rd, , Narragansett, RI, 02882; Not Investment-Related; 08/26/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-18 |
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