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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-31 |
| CA | RA | APPROVED | 2021-02-03 |
Branch Locations
3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States
7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Capital Securities, Inc. | Phoenix | AZ | 08/2015 | 10/2017 |
| Charles Schwab & Co, Inc. | Phoenix | AZ | 01/2018 | 09/2020 |
| Charles Schwab Bank | Phoenix | AZ | 01/2018 | 09/2020 |
| Blue House Coffee | Phoenix | AZ | 04/2018 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 10/2020 | 12/2020 |
| Charles Schwab & Co., Inc. | Chandler | AZ | 02/2021 | Present |
| Charles Schwab Bank, Ssb | Chandler | AZ | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-14 |
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