James Patrick Harrington

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Norfolk, VA
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  Norfolk, VA
• 05/2019 → 03/2020
  Ameriprise Financial Services, Inc
  Virginia Beach, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Virginia Beach, VA

Previous Registrations

• 2009-04-15 → 2019-05-06
  Wells Fargo Clearing Services, Llc
  Virginia Beach, VA
  Norfolk, VA
  Virginia Beach, VA
  Virginia Beach, VA
• 2003-11-07 → 2009-04-16
  Banc Of America Investment Services, Inc.
  Norfolk, VA
  Virginia Beach, VA
• 2000-08-28 → 2003-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA

Exams

• S66 Uniform Combined State Law Examination
  2000-08-14

Other Names

• James P Harrington
• James Harrington
• James Patrick Harrington