Susanne Catherine Lopez

Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2019
  Northwestern Mutual Investement Services, Llc
  Milwaukee, WI
• 06/2013 → 06/2018
  Matt Lueder
  Milwaukee, WI
• 09/2008 → Present
  Shorewood Swim Club
  Shorewood, WI
• 07/2017 → 01/2018
  Yahir H Hernandez
  Milwaukee, WI
• 06/2018 → 03/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2019 → Present
  Annex Wealth Management
  Elm Grove, WI

Other Businesses

SHOREWOOD SWIM CLUB, NOT INVESTMENT RELATED, PO BOX 11075, SHOREWOOD, WI 53211, SWIM CLUB, LEAD DEVELOPMENT COACH, STARTED 9/2008, APPROX. 80 HOURS A MONTH, NO HOURS DURING SECURITIES TRADING HOURS, GENERAL SUPPORT AND ADMINISTRATION WORK, SCHEDULING, EXPENSE REPORTS, BUDGET. WAKE THE LAKE, LLC. NOT INVESTMENT RELATED, 529 W MAIN STREET, LAKE GENEVA, WI- STARTED 06/2021, 15-20 HOURS PER MONTH, NO HOURS DURING SECURITIES TRADING - GENERAL ADMINISTRATION OF BOAT RENTALS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2013-11-18

Designations

• Certified Financial Planner

Other Names

• Susanne Catherine Paasch