Mary Schwartz Miller

Current Employers

Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-21
TX	RA	APPROVED_RES	2017-04-21
MI	RA	APPROVED	2017-01-06

FL RA
APPROVED

Since 2022-06-21
TX RA
APPROVED_RES

Since 2017-04-21
MI RA
APPROVED

Since 2017-01-06

Branch Locations

3707 W. Maple, Bloomfield Hills, MI 48301 • United States

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

4040 Gulf Shore Blvd. N, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Weehawken	NJ	08/2013	11/2016
Gregory J. Schwartz & Co., Inc.	Bloomfield Hills	MI	11/2016	Present

08/2013 → 11/2016

Ubs Financial Services Inc

Weehawken, NJ
11/2016 → Present

Gregory J. Schwartz & Co., Inc.

Bloomfield Hills, MI

Previous Registrations

2013-10-30 → 2016-11-11

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Other Businesses

MiCommunity Bancorp, (Investment related), 3707 W. Maple, Ste. 100, Bloomfield Hills, MI 48301. Retail Bank. Board Member. Devotes 10 hours per quarter, during trade hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-28

S66 Uniform Combined State Law Examination

2013-10-28

Other Names

Mimi Patricia Schwartz
Mary Patricia Schwartz

View on SEC IAPD

Current Employers

Gregory J. Schwartz & Co., Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews