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Lauren Ellis Moon

Raymond James & Associates, Inc.

St. Petersburg, FL

CRD 6071748

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-20
FL RA APPROVED 2024-02-06
  • TX RA
    APPROVED
    Since 2024-03-20
  • FL RA
    APPROVED
    Since 2024-02-06

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Saint Petersburg FL 04/2021 Present
Tucker/Hall Inc. Tampa FL 08/2017 04/2021
St. Petersburg Area Chamber Of Commerce St. Petersburg FL 06/2016 08/2017
  • 04/2021 → Present
    Raymond James & Associates
    Saint Petersburg, FL
  • 08/2017 → 04/2021
    Tucker/Hall Inc.
    Tampa, FL
  • 06/2016 → 08/2017
    St. Petersburg Area Chamber Of Commerce
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-01
  • S66 Uniform Combined State Law Examination
    2024-02-01
Other Names
  • Lauren Elizabeth Ellis

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES INVESTMENT MANAGEMENT
EAGLE ASSET MANAGEMENT INC

Nearby Investors

Savina N Mintcheva
ALYSA REBECCA REINOEHL
MATTHEW KYLE MEHLTRETTER

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES & ASSOCIATES, INC. · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL

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