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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-13 |
Branch Locations
31461 Rancho Viejo Road #104A, San Juan Capistrano, CA 92675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Consultants | San Juan Capistrano | CA | 05/2012 | Present |
| Independent Financial Group | San Juan Capistrano | CA | 11/2016 | Present |
(1) CAPITAL FINANCIAL CONSULTANTS GROUP POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/05/2012 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: REGISTERED ADMINISTRATIVE ASSISTANT FOR DBA CAPITAL FINANCIAL CONSULTANTS GROUP, INC. USED FOR MARKETING PURPOSES (2) FEEL GOOD ON PURPOSE POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 33910 Orilla Road #2, Dana Point CA 92629, United States DESCRIPTION: HYPNOTHERAPIST AND OWNER OF FEEL GOOD ON PURPOSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
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