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Thomas Eugene Taylor

Wells Fargo Advisors Financial Network, LLC

Tucson, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-07-14
TX RA APPROVED_RES 2022-07-14
  • AZ RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED_RES
    Since 2022-07-14

Branch Locations

3945 E. Paradise Falls Dr Ste 261, Tucson, AZ 85712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2012 11/2016
Wells Fargo Bank, N.A. Tucson AZ 10/2010 06/2020
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 06/2020
Morgan Stanley Smith Barney Llc Tucson AZ 06/2020 07/2022
Morgan Stanley Private Bank, N.A New York NY 07/2020 07/2022
Wells Fargo Advisors Financial Network, Llc Tucson AZ 07/2022 Present
Morgan Stanley Private Bank, N.A New York NY 07/2020 Present
  • 05/2012 → 11/2016
    Wells Fargo Advisors Llc
    Tucson, AZ
  • 10/2010 → 06/2020
    Wells Fargo Bank, N.A.
    Tucson, AZ
  • 11/2016 → 06/2020
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 06/2020 → 07/2022
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
  • 07/2020 → 07/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2022 → Present
    Wells Fargo Advisors Financial Network, Llc
    Tucson, AZ
  • 07/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-28
S63 Uniform Securities Agent State Law Examination 2012-07-12
  • S65 Uniform Investment Adviser Law Examination
    2016-03-28
  • S63 Uniform Securities Agent State Law Examination
    2012-07-12
Other Names
  • Thomas Eugene Taylor
  • Tom Taylor
  • Thomas Eugene Taylor

View on SEC IAPD

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EMILY MARIE Delgado
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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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