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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

5880 Bird Rd, Miami, FL 33155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Coral Gables FL 05/2012 11/2016
Wells Fargo Bank Na Coral Gables FL 02/2011 Present
Wells Fargo Clearing Services, Llc Coral Gables FL 11/2016 Present
  • 05/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Coral Gables, FL
  • 02/2011 → Present
    Wells Fargo Bank Na
    Coral Gables, FL
  • 11/2016 → Present
    Coral Gables, FL
Other Businesses

SELF EMPLOYED BASSIST; NOT INVESTMENT RELATED; MUSIC PERFORMANCE; BASIST; START 4/2000; 20 HRS PER MONTH; 0 HRS DURING TRADING; PLAY BASS GUITAR. PLANMEDICA HEALTHCARE SOLUTIONS LLC, NOT INV RELATED, MIAMI, FL, AUTHORIZED SIGNER, START 4/19/2011, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, PARENTS BUSINESS ON ACCOUNT IN CASE OF EMERGENCY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2012-07-12
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2012-07-12

View on SEC IAPD

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