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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-06-22
NE RA APPROVED 2014-08-25
TX RA APPROVED 2014-08-22
  • GA RA
    APPROVED
    Since 2016-06-22
  • NE RA
    APPROVED
    Since 2014-08-25
  • TX RA
    APPROVED
    Since 2014-08-22

Branch Locations

17310 Wright St Ste 102, Omaha, NE 68130-2405 • United States

Bellevue, NE • United States

Grand Prairie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 07/2013 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Other Businesses

Business Ownership; Creative Classics LLC; ; buying, restoring, detailing, and selling; 4401 Longview St., ,; Not Investment-Related; 05/15/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; athoma, jgleyde LLC; Financial Advisor - Financial Advising; ; 17310 Wright ST STE102, , Omaha, NE, 68130; Investment-Related; 05/01/2014; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-13
  • S66 Uniform Combined State Law Examination
    2014-06-13
Other Names
  • Michael Allan Thomas

View on SEC IAPD

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