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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-02-07 |
| MD | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED_RES | 2024-02-07 |
Branch Locations
1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Bethesda | MD | 09/2016 | 09/2016 |
| Td Ameritrade, Inc | Washington | DC | 03/2015 | 09/2016 |
| Ubs Financial Services Inc | Washington | DC | 10/2016 | 01/2024 |
| Morgan Stanley | Washington | DC | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-30 |
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