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Norman Winston Watters

Osaic Institutions, Inc.

Williamsburg, VA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-24
  • VA RA
    APPROVED
    Since 2022-02-24

Branch Locations

4804 Courthouse Street Suite 1, Williamsburg, VA 23188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Williamsburg VA 12/2015 01/2022
Suntrust Investment Services Atlanta GA 12/2015 01/2022
Suntrust Advisory Services Atlanta GA 08/2016 01/2022
Chesapeake Wealth Management Williamsburg VA 01/2022 Present
Infinex Investments, Inc. Meriden CT 02/2022 Present
  • 12/2015 → 01/2022
    Suntrust Bank
    Williamsburg, VA
  • 12/2015 → 01/2022
    Suntrust Investment Services
    Atlanta, GA
  • 08/2016 → 01/2022
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2022 → Present
    Chesapeake Wealth Management
    Williamsburg, VA
  • 02/2022 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2016-09-15 → 2021-12-21
    Truist Advisory Services, Inc.
    Williamsburg, VA
    Williamsburg, VA
    Williamsburg, VA
  • 2015-12-14 → 2016-12-31
    Truist Investment Services, Inc.
    Williamsburg, VA
    Williamsburg, VA
    Williamsburg, VA
  • 2013-06-24 → 2015-12-09
    Wells Fargo Clearing Services, Llc
    Suffolk, VA
    Yorktown, VA
    Newport News, VA
    Norfolk, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-21
S63 Uniform Securities Agent State Law Examination 2012-07-11
  • S65 Uniform Investment Adviser Law Examination
    2013-06-21
  • S63 Uniform Securities Agent State Law Examination
    2012-07-11
Other Names
  • Norman Winston Watters
  • Norman Winston Watters

View on SEC IAPD

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JOHN JAMES KOKOLIS
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Other Offices

MORGAN STANLEY · Williamsburg, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA

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