Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
CA RA APPROVED 2010-11-09
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • CA RA
    APPROVED
    Since 2010-11-09

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 11/2010 Present
Bank Of America,N.A. Beverly Hills CA 06/2011 Present
Previous Registrations
Other Businesses

I*76896For profit or not for profit: Non-Profit OrganizationName of outside business organization: CAM FoundationInvestment related: NAddress of business:, sherman oaks, California 91423Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2014Number of hours devoted: 5 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: To provide college scholarships to disadvantage studentsI*7197For profit or not for profit: Name of outside business organization: H TrustInvestment related: Address of business:Canash, 0Nature of business: ,Position, title, association: , Start date of relationship: 10/22/2018Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties:I"1014275",Name of OBA: Rental Property 1,Address: Sherman Oaks, California,Investment Related: N,Position, Title: Co-owner with other family members,Employee Start Date: 8/1/2022,No Hours: 5, YearlyNo Hours: during trading: 0Duties: N/A I* 2126285, Entity Type: Non-Profit Name of OBA: ALS Network Address: Woodland Hills, California, 91365, United States Investment Related: No Position, Title, Association: Board position Employee Start Date: Jan 20245 No Hours: 3 hrs. monthly No Hours during trading: 0 Duties: Provides funding to research and patients for ALS related issues (medical)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2000-09-22
Other Names
  • Brenton A. Hamlet
  • Brenton Alwin Hamlet
  • Brenton Alwin Hamlet

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Beverly Hills, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor