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4011 East Sunrise Drive, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-01 |
Branch Locations
4011 East Sunrise Drive, Tucson, AZ 85718 • United States
150 W. Dale Avenue Suite 1, Flagstaff, AZ 86001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 05/2012 | 08/2024 |
| Charles Schwab Bank | Phoenix | AZ | 04/2014 | 08/2024 |
| Socially Stealth, Llc | Phoenix | AZ | 07/2017 | 12/2021 |
| Tci Wealth Advisors, Inc. | Flagstaff | AZ | 09/2024 | Present |
(1) Defenders of Children|Investment Related:No|2700 N. Central Ave. Ste 100;Phoenix;AZ;85304;USA|Nonprofit Charitable Organizations|Board Member|2024-03-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I provide strategic direction, ensure business accountability, and support the organization to meet its mission and goals. (2) Arizona House Rental; Location of the business: AZ; Description of the business: rents out a home. Position Title: Landlord; Start date with business: 2025-01-01; Hours per month devoted to business during trading hours: 0 Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 3 (3) Third Bridge Location of the business: 1411 Broadway, 31st Floor New York New York 10018 United States Description of the business: Third Bridge is a global investment research and expert network firm that helps investors, consultants, and business leaders make better, more informed decisions by giving them access to deep human insights and primary research. Position Title: Expert Consultant Start date with business: 2025-12-15 Hours per month devoted to business during trading hours: 0 Hours per month devoted to business outside trading hours: .75
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-11 |
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