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Kristofer Garrett Lyons

Tci Wealth Advisors, Inc.

Tucson, AZ

Flagstaff, AZ

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-01
  • AZ RA
    APPROVED
    Since 2024-11-01

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

150 W. Dale Avenue Suite 1, Flagstaff, AZ 86001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2012 08/2024
Charles Schwab Bank Phoenix AZ 04/2014 08/2024
Socially Stealth, Llc Phoenix AZ 07/2017 12/2021
Tci Wealth Advisors, Inc. Flagstaff AZ 09/2024 Present
Previous Registrations
Other Businesses

(1) Defenders of Children|Investment Related:No|2700 N. Central Ave. Ste 100;Phoenix;AZ;85304;USA|Nonprofit Charitable Organizations|Board Member|2024-03-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I provide strategic direction, ensure business accountability, and support the organization to meet its mission and goals. (2) Arizona House Rental; Location of the business: AZ; Description of the business: rents out a home. Position Title: Landlord; Start date with business: 2025-01-01; Hours per month devoted to business during trading hours: 0 Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 3 (3) Third Bridge Location of the business: 1411 Broadway, 31st Floor New York New York 10018 United States Description of the business: Third Bridge is a global investment research and expert network firm that helps investors, consultants, and business leaders make better, more informed decisions by giving them access to deep human insights and primary research. Position Title: Expert Consultant Start date with business: 2025-12-15 Hours per month devoted to business during trading hours: 0 Hours per month devoted to business outside trading hours: .75

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-04
S63 Uniform Securities Agent State Law Examination 2012-08-11
  • S66 Uniform Combined State Law Examination
    2014-04-04
  • S63 Uniform Securities Agent State Law Examination
    2012-08-11
Designations
Other Names
  • Kris Lyons

View on SEC IAPD

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