Michael Robert Cartolano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2020
  Lpl Financial Llc
  Scottsdale, AZ
• 01/2013 → Present
  Netvest Financial, Llc
  Scottsdale, AZ
• 03/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2014 → 05/2025
  Aioli Gourmet Burgers
  Phoenix, AZ
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: PARAPLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE DUTIES 2. NAME OF OTHER BUSINESS: FLIPSIDE GOURMET BURGERS, LLC, INVESTMENT RELATED: NO, ADDRESS: 7369 E MCKINLEY ST, SCOTTSDALE, AZ, 85257, NATURE OF BUSINESS: FOOD TRUCK, START DATE: 08/2013, POSITION/TITLE/RELATIONSHIP: N/A, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: NEVER STARTED BUSINESS, ENTITY STATUS STILL ACTIVE;

Exams

• S66 Uniform Combined State Law Examination
  2025-04-19
• S63 Uniform Securities Agent State Law Examination
  2015-09-08

Other Names

• Michael Cartolano