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Inactive

Matthew G Personette

Edelman Financial Engines

Oakbrook Terrace, IL

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
IL RA APPROVED 2016-09-16
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • IL RA
    APPROVED
    Since 2016-09-16

Branch Locations

One Tower Lane Suite 1910, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 06/2015 11/2016
Financial Engines Advisors L.L.C. Oak Brook IL 11/2016 Present
  • 06/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Oak Brook, IL
Previous Registrations
  • 2015-06-02 → 2016-12-01
    Financial Engines Advisor Center, Llc
    Oak Brook, IL
    Overland Park, KS
  • 2015-04-02 → 2015-06-04
    The Mutual Fund Store
    Oakbrook, IL
    Northbrook, IL
  • 2012-09-14 → 2014-01-10
    Morgan Stanley
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-13
  • S66 Uniform Combined State Law Examination
    2012-09-13
Other Names
  • Matt Personette
  • Matthew Personette

View on SEC IAPD

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IHT WEALTH MANAGEMENT LLC
DEFINED CAPITAL LLC

Other Investors

STEVEN ALLEN SMITH
BARRY JASON DUPUY
MANILA SUDHIR KALA
MICHAEL J DASTICE
VANESSA L PFAFF
KEVIN JAMES DAUGHERTY
KOMALPREET KAUR
Austin Michael Miller

Other Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL

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