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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-05
  • WA RA
    APPROVED
    Since 2025-11-05

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 01/2013 Present
Previous Registrations
  • 2009-10-06 → 2013-01-29
    Bloomington, MN
    Minneapolis, MN
Other Businesses

NAME OF ENTITY: CLAYTON'S LAPTOPS, ADDRESS: 11015 STANLEY CURVE, BUSINESS DESCRIPTION: EBAY RESELLER, START DATE: 01/01/2013, NO END DATE GIVEN, CAPACITY: OWNER - PASSIVE, DUTIES: NON - MY HUSBAND RUNS THIS EBAY BUSINESS I HAVE ONLY CONTRIBUTED SEE CAPITAL, TIME DEVOTED TO THIS ACTIVITY PER WEEK: 0, TIME DEVOTED TO THIS ACTITIVTY DURING SECURED HOURS PER WEEK: 0. NAME OF ENTITY: PROOFREADING BY CYNDY, ADDRESS: 11015 STANLEY CURVE BLOOMINGTON MN 55437, BUSINESS DESCRIPTION: COPY EDITING, START DATE: 01/01/13, NO END DATE GIVEN, CAPACITY: SOLE PROPRIETOR, DUTIES: COPY EDITING FOR SELF-PUBLISHED AUTHORS, TIME DEVOTED TO THIS ACTIVITY PER WEEK: 1 HOUR, TIME DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURED TRADING HOURS: 0 HOUR,CYNDY'S COOKIES & TREATS, CYNDRYANZAU@HOTMAIL.COM,SELLING COOKIES AND TREATS,09/30/14 TO PRESENT,MAKE TREATS AND SELL THEM,5 HOURS DURING THE WEEK, 0 HOURS DURING SECURITY TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-26
S63 Uniform Securities Agent State Law Examination 2000-11-08
  • S66 Uniform Combined State Law Examination
    2008-03-26
  • S63 Uniform Securities Agent State Law Examination
    2000-11-08
Other Names
  • Cynthia A Ranzau
  • Cynthia Ann Ranzau
  • Cynthia Ann Wong
  • Cynthia Ann Ranzau
  • Cynthia Ann Emerson

View on SEC IAPD

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