Best Investors Account Sign in
Inactive

Andrea K Soule

Wealth With No Regrets®

Alpharetta, GA

CRD 6065566

Claim This Profile
Employer firm

Wealth With No Regrets® CRD 159201

$214M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth With No Regrets®

12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-28
FL RA APPROVED 2023-07-07
GA RA APPROVED 2021-04-23
  • TX RA
    APPROVED_RES
    Since 2024-11-28
  • FL RA
    APPROVED
    Since 2023-07-07
  • GA RA
    APPROVED
    Since 2021-04-23

Branch Locations

12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth With No Regrets Alpharetta GA 09/2020 Present
Indiana Trust Wealth Management Mishawaka IN 06/2018 09/2020
1St Source Bank South Bend IN 04/2015 06/2018
  • 09/2020 → Present
    Wealth With No Regrets
    Alpharetta, GA
  • 06/2018 → 09/2020
    Indiana Trust Wealth Management
    Mishawaka, IN
  • 04/2015 → 06/2018
    1St Source Bank
    South Bend, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-16
  • S65 Uniform Investment Adviser Law Examination
    2021-04-16

View on SEC IAPD

Nearby Firms

MRP CAPITAL INVESTMENTS, LLC
NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY

Nearby Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA

More in Alpharetta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor